Portfolio Management, Risk

Structured Finance Investment: Principia's Readiness Checklist

Confident investment, proactive risk management and control across structured finance assets and portfolios.

Investor feedback, regulatory analysis and Principia's independent research have been condensed into this digestible reference guide for due diligence in structured finance investment.

The tools and data to understand ABS and MBS assets on a deal-by-deal basis are increasingly available but implementing the investment management framework to perform due diligence upfront and on an ongoing basis, across a structured finance portfolio or business has unique operational challenges.

This readiness check identifies the core activities structured finance investors must be equipped and prepared to perform.

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Download: ABS investor due diligence checklist

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Principia SFP


  The Principia Structured Finance   Platform addresses the qualitative   analysis and operational control   requirements of:
  • Article 122a EU CRD
  • FSA  (BIPRU 9.15)
  • Basel II/III for securitization
  • Solvency II
  • AIFM Directive
  • Bank of England DWF
  • ECB Loan Level Requirements
  • SEC Reg AB II

Know Your Investments


  The portfolio management, risk and
  operations solution for ABS/MBS
  and structured credit investors:
  • Banks
  • Insurance Companies
  • Investment Managers
  • Advisory Firms